THE VERIFICATION DESK
Use official records to check people, firms and filings. Match what the record says with the person actually contacting you.
START A LOOKUP
Open the official tool and enter the exact legal name or registration number. This site does not run the search for you.
Independent resource directory. These organizations do not endorse or sponsor this site. Marks identify the destination only.
Federal securities regulatorFind offering and company filings in EDGAR. Match the legal entity, filing date and document type.
Search company filingsA filing is not SEC approval of an investment.
Report suspected securities fraud
Broker-dealer self-regulatory organizationResearch a broker or firm by name or CRD number. Read current registrations and disclosure details.
Open BrokerCheckA real registration can be impersonated. Verify contact details independently.
File an investor complaintSEC and state adviser recordsLook up advisory firms and representatives. Review Form ADV, services, fees and reported conflicts.
Research an investment adviserRegistration is not an endorsement or a guarantee of performance.
How to check registration
Directory of state and provincial regulatorsIdentify your securities regulator for local registration questions and complaint assistance.
Find your state regulatorNASAA connects you to regulators; it does not approve private offers.
Visit NASAA
Federal cybercrime reportingReport suspected internet-enabled fraud to the FBI through its official complaint center.
Report an online investment scamA report does not guarantee an investigation or recovery.
IC3 resources
Federal consumer protection agencyReport deceptive business practices, impersonation and scams through ReportFraud.
Report fraud to the FTCThe FTC does not resolve every individual complaint.
Consumer scam guidance
Brokerage customer protection nonprofitUnderstand the scope of customer protection when a SIPC-member brokerage fails.
Understand SIPC coverageSIPC does not insure market losses or guarantee a pre-IPO investment.
Check membershipRead the full record, including dates and disclosure explanations. Use a phone number obtained independently to confirm that the person works at the firm and that the communication is authentic.
Check spelling, legal entity names, previous names and registration numbers. Ask the relevant regulator about the person’s role and any claimed exemption. A database search alone does not determine legality.
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